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Compliance/Ops Assistant

Job Description

James Phillip Financial Recruitment are working with a local Chartered Wealth firm looking for a Compliance/ops assistant. Job Purpose Summary To ensure that the day to day compliance and operational requirements of the firm are maintained, by assisting the Compliance and Operations Directors. Role and Responsibilities Assist with all regular audits relating to work across all of the Wealth firms (and subsidiary) businesses (Spreadsheets, Intern…

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